FLOOD-ERA - Flood risk management strategies in European Member States

Background and Goals

The project evaluates structural and non-structural measures for flood risk management strategies. The background to this is the fact that risk reduction as an overall objective of flood risk management can be achieved in different ways. In the past, flood disasters have predominantly been viewed as a natural phenomenon. Correspondingly, measures have concentrated on technical flood protection, such as dams, dykes etc.  By contrast, non-structual measures include all activities that are not part of technical flood protection. They include a wide range of different types of damage mitigation measures, such as planning instruments, warning systems and insurance. The importance of non-structural measures has growh due to the change of paradigm from "flood safet"" to "risk management".

As a result, FLOOD ERA focuses primarily on methodological challenges in the evaluation of non-structural measures compared to structural measures. In addition, an attempt is made to identify contextual relationships in decision making, e.g. legal regulations, planning instructions and guidelines that can influence the choice of risk reduction measures. In addition, the project investigates example areas in the European project partner states.

The objective of FLOOD ERA is to improve the methods for assessing different types of flood risk management measures, taking account of the context in which decisions are made. Initially, the distinction between structural - i.e. "technical" flood protection in the traditional sense (e.g. raising dykes) - and non-structural measures such as changes in land use and warning systems is of central importance. The project assumes that contextual factors play an important role in consideration and decision-making processes for or against certain types of measures, particularly the risk perception of decision makers. Previous research in this field suggests that an assumption of this kind is obvious, but to date little attention has been paid to the issue. In an economic sense, this involves additional transaction costs that need to be included in any evaluation of the efficiency of particular measures.

The integrated methodology to be developed will be tested using different regional case studies in Austria, the United Kingdom and Germany, based on example measures.

In Germany, the UFZ (Centre for Environmental Research) is primarily involved in two areas:

a) Investigation of the decision-making context and risk assessment of selected decision makers. From a social science perspective, this involves both the people, their qualifications and professional socialisation, and the institutional conditions governing their actions. The objective is to gain a better understanding and develop an explanation for the reasons for choosing certain types of measures and the decision against or to fade out other measures (and thus the importance of knowledge, experience and fears). The main method used is expert meetings based on set guidelines.

b) Methods for evaluating the efficiency of structural and non-structural measures. This involves an economic analysis of example measures on the Mulde using methods such as cost/efficiency analysis and cost/benefit analysis. There is also an investigation of the extent to which the institutional context results in transaction costs associated with the decision on structural and non-structural methods, and the development and testing of measures to quantify these costs, at least approximately. The economic evaluation is thus extended by consideration of transaction costs.

Content time

to

Research area/region

Country
  • Germany
  • Europe
  • Great Britain
  • Austria
Region of implementation (all German federal states)
  • Baden-Württemberg
  • Bavaria
  • Berlin
  • Brandenburg
  • Bremen
  • Hamburg
  • Hesse
  • Mecklenburg Western Pomerania
  • Lower Saxony
  • Northrhine-Westphalia
  • Rhineland Palatinate
  • Saarland
  • Saxony
  • Saxony-Anhalt
  • Schleswig-Holstein
  • Thuringia
Natural spatial classification
  • South-Eeastern basin and hills

Steps in the process of adaptation to climate change

Step 1: Understand and describe climate change

Approach and results 

No climate scenario used

Step 3: Develop and compare measures

Measures and/or strategies 

Measures  
to improve flood risk management include:

  •  Development of evaluation methods to estimate costs and benefits of structural (dyke construction) and non-structural (resettlement, warning system) measures;
  •  Evaluation of example measures in case studies in terms of their effectiveness in meeting the official protection objective (protection against anything up to a 100-year flood) and their efficiency. The analyses of the case studies show that the protection objective is defined in such a way that it can be effectively achieved with both dykes and resettlement but not with more minor measures such as warning systems. However, all selected measures appear relatively inefficient, i.e. the costs exceed the anticipated benefits, particularly in the case of resettlement, but also for the structural measures.
  •  Analysis of the decision-making context and decision-making criterion in flood protection. Here, the interviews with decision makers show that the efficiency of measures is clearly only a secondary decision-making criterion, which is partially due to the extensive availability of financial resources. Achievement of the protection objective is a much more important decision-making criterion. Other key reasons for the current focus on structural measures include the organisational structure of flood protection in Saxony on the one hand, and the protection requirements of the local population and their resistance to changes in land use or resettlement, which would lead to high transaction costs to implement these measures on the other hand. In addition, the personality of the local decision maker can play a significant role, as this can have a considerable influence on a preference for structural or non-structural measures.

Objectives: Risk reduction through flood risk management

Step 4: Plan and implement measures

Costs of the measures 

Economic evaluation using methods such as cost/efficiency analysis and cost/benefit analysis for structural and non-structural adaptation measures for flood protection.

Participants

Funding / Financing 

CRUE ERA-NET (BMBF: Germany, Defra: United Kingdom, Federal Ministry of Agriculture, Forestry, Environment and Water Management: Austria)

Project management 

Leibniz Institute of Ecological and Regional Development (IÖR), Dresden

Cooperation/Partners 

Flood Hazard Research Centre, Middlesex University;

Institute of Water Management, Hydrology and Hydraulic Engineering, University of Natural Resources and Applied Life Sciences (BOKU), Vienna;

Helmholtz Centre for Environmental Research (UFZ), Department of Economics and Department of Urban and Environmental Sociology;

Technical University of Munich (TUM), Chair for Strategy and Management of Landscape Development

Contact

Leibniz-Institut für ökologische Raumentwicklung e. V. (IÖR)
Weberplatz 1
D-01217 Dresden

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Fields of action:
 water regime and water management